Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment. We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’. As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients’ financial future. And in return, we’ll give you the support and platform to develop new skills, make an impact and work alongside some of the industry’s greatest thought leaders. This is your chance to achieve your goals and lead an extraordinary career. This is your chance to invest in your future.

• AFC - Implementing local regulatory requirements and guidelines - Preparing and submitting regulatory assessments and reports to Korea FIU - Reporting KoFIU’s AML assessment result to senior management - Reviewing AML/KYC issues escalated to Business Line AFC and escalating further (as required) - Performing Name List Screening (NLS) alert reviews - Monitoring KYC Regular Reviews / Event Driven Reviews and reviewing relevant MIS from the Business - Conducting the KYC QA Test - Responding to ad-hoc Sanctions & Embargo Inquiry - Advising on AFC matters in NPA and TPRM Process - Pre-clearance of Gift & Entertainment requests - Conducting periodic AFC risk assessment • Compliance - Performing business line Compliance functions - Pre-clearance of personal trading requests - Reviewing personal account holding and transaction details - Encoding investment restrictions in trading system and monitoring system - Conducting pre-trade and post-trade monitoring - Preparing periodic Compliance reports to clients - Conducting daily E-Communication surveillance / Portfolio trade surveillance - Reviewing and approving Marketing Materials - Performing Employee licensing & registration - Identifying and managing breach / error cases - Ensuring information protection in accordance with regulatory requirements - Performing annual Compliance Risk Assessment

• Knowledge and experience in asset management business • Experiences in financial Industry at least 10 years including at least 5 years in Compliance field • Ability to communicate clearly and effectively • Teamwork and good communication skills • Proficiency in written and verbal English

For more details, please refer to the company website.